Skip to main content
U.S. flag

An official website of the United States government

Here’s how you know

Dot gov

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

HTTPS

Secure .gov websites use HTTPS
A lock (LockA locked padlock) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

 
NIH National Institute of Dental and Craniofacial Research (NIDCR) Home page
  • Health Info
  • Research
  • Grants & Funding
  • Careers & Training
  • News & Events
  • About Us
  • Health Info
    • Publications
    • Clinical Trials
    • Data & Statistics
    • Finding Dental Care
  • Research
    • Research Conducted at NIDCR (Intramural)
    • Conducting NIDCR Clinical Research
    • Clinical Trials
    • Data & Statistics
    • Scientific Data Sharing
    • Research Priorities
    • Research Investments & Advances
    • Oral Health in America Report
  • Grants & Funding
    • Notices of Funding Opportunities
    • Grant Programs and Contacts
    • Funding Priorities
    • Funded Research
    • Scientific Data Sharing
  • Careers & Training
    • Research Training at NIDCR (Intramural Opportunities)
    • Funding for Research Training (Extramural Opportunities)
    • Job Openings
    • Loan Repayment
    • Staff Contacts
  • News & Events
    • NIDCR News
    • Newsletter
    • Grantee News
    • Events
    • Images
    • For Reporters
  • About Us
    • Leadership & Staff
    • Advisory Committees
    • Strategic Plan
    • Oral Health in America Report
    • Congressional & Budget
    • Job Openings
    • Getting to NIDCR
    • Contact Us
    • Mission
  • Conducting NIDCR Clinical Research
  1. Home
  2. Research
  3. Conducting NIDCR Clinical Research
  4. Stages of Conducting Clinical Research
Research
  • Research Conducted at NIDCR (Intramural)
    • Intramural Investigators
    • Intramural Research Labs
    • Training Opportunities
    • Office of the Scientific Director
    • Office of the Clinical Director
    • Research Support Cores
  • Conducting NIDCR Clinical Research
    • Stages of Conducting Clinical Research
    • NIDCR Oversight
    • Policies & Expectations
    • NIDCR Clinical Terms of Award
    • Accrual & Retention Monitoring
    • All Tools & Templates
    • Training Resources
    • FAQs
    • Contact Us
  • Clinical Trials
  • Data & Statistics
  • Scientific Data Sharing
  • Research Priorities
    • Concept Clearances
  • Research Investments & Advances
  • Oral Health in America Report

Study Conduct

  1. Obtain Funding & Types of Clinical Research completed
  2. Planning & Activation Process completed
  3. Study Conduct
  4. Study Closure not completed
  5. Data Analysis, Publications, and Dissemination of Results not completed

Overview

Once a project is launched, the study should be conducted with high quality standards and follow Good Clinical Practice guidelines. NIDCR-funded human subject studies should be conducted in a way that provides assurance that the data and reported results are credible and accurate, and that the rights, integrity, and confidentiality of trial subjects are respected and protected throughout the study. Routine monitoring for data quality and participant safety should also occur during the study conduct stage. Below is a list of resources to maintain good study conduct.

NIDCR's Additional Oversight During Study Conduct

For studies with additional oversight, NIDCR has certain expectations throughout the life cycle of the clinical research project, which may include several of the following:

  • Study teams inform the Institute of any institutional review board (IRB)-approved amendments that have been made to the protocol and consent form.
  • Study operations documents (e.g., Manual of Procedures (MOP)/Standard Operating Procedures (SOP), Data Management Plan, Statistical Analysis Plan, Data and Safety Monitoring Plan) should be updated accordingly and submitted to NIDCR, as appropriate.
  • Comply with requirements for prompt safety reporting to NIDCR (e.g., Serious Adverse Events, Unanticipated Problems).
  • Periodic review by an independent, NIDCR-appointed oversight board (e.g., DSMB, CSOC, DSMC).
  • Follow internal quality management practices as outlined in a Quality Management Plan, or similar document, and provide periodic reports to NIDCR as requested.
  • Periodic review by an NIDCR-appointed Medical Monitor.
  • Participate in clinical site monitoring visits and activities conducted by NIDCR's contracted Clinical Research Associate [for additional information see the Clinical Monitoring Guidelines].
  • Submit routine reports to monitor study progress (e.g., enrollment reports). 

These processes are ongoing throughout the life cycle of the project.

Study teams should rigorously follow the IRB-approved protocol and MOP/SOP that were developed during study planning. For studies with additional NIDCR oversight, NIDCR expects that all updated documents should be filed within the study’s Essential Documents Binder.

Data & Safety Monitoring 

Types of Additional Oversight: NIDCR has established the following oversight mechanisms to ensure the safety of participants, the validity and integrity of the data, the appropriate conduct of the study, and the availability of data in a timely manner. As listed below, the level of oversight assigned to each study varies, depending on the risk to human subjects and the complexity of the study. This oversight is advisory to NIDCR. For specific expectations for extramural studies, additional information can be found in the NIDCR Clinical Terms of Award.

NIDCR Data and Safety Monitoring Board (DSMB) - Extramural
Resources Description Type of Study
Data and Safety Monitoring Board Guidelines

Describes the roles and responsibilities of the DSMB, including its organization, meeting format, and reports.

Interventional
Data and Safety Monitoring Board Report Template

Provides a recommended structure for reporting data to the DSMB. Includes example text, instructions, and sample data tables.

Interventional
NIDCR Data and Safety Monitoring Committee (DSMC) - Intramural
Resources Description Type of Study
Data and Safety Monitoring Committee Report Template

Provides a recommended structure for reporting data to the DSMC overseeing research conducted by NIDCR’s Division of Intramural Research. Includes example text, instructions, and sample data tables.

Interventional/​Observational
NIDCR Clinical Study Oversight Committee (CSOC)
Resources Description Type of Study
Clinical Study Oversight Committee Report Template

Provides a recommended structure for reporting data to the CSOC. Includes example text, instructions, and sample data tables.

Observational
Clinical Study Oversight Committee Guidelines

Describes the roles and responsibilities of the CSOC, its membership and reports, and types of studies requiring a CSOC.

Observational
NIDCR Medical Monitor
Resources Description Type of Study
Medical Monitor Oversight Report Template

Provides a recommended structure for reporting data to the Medical Monitor. Includes example text, instructions, and sample data tables.

Interventional/​Observational
NIDCR Independent Safety Monitor (ISM)
Resources Description Type of Study
Independent Safety Monitor (ISM) Guidelines

Describes the role of the ISM in monitoring the safety of a study.

Interventional/​Observational

Safety & Problem Event Reporting

Safety Definitions and Reportable Event Table Template
Resources Description Type of Study
Safety Definitions for Clinical Research

Provides definitions of important safety terminology for educational purposes. Terminology may also be used for protocol development.

Interventional/​Observational
Reportable Events Table Template

Provides a template for organization of study-specific safety reporting requirements and a sample table for reference.

Interventional/​Observational
Adverse Events
Resources Description Type of Study
Serious Adverse Event NIDCR Reporting Form Completion Instructions

Provides item-by-item instructions for completing the Serious Adverse Event (SAE) Form.

Interventional/​Observational
Serious Adverse Event NIDCR Reporting Form

For reporting Serious Adverse Events (SAEs) to NIDCR's Clinical Research Operations and Management Support (CROMS) contractor.

Interventional/​Observational
Adverse Event Log

Provides a sample log for tracking Adverse Events that can be used as a template and modified for a specific study.

Interventional/​Observational
Protocol Deviations
Resources Description Type of Study
Protocol Deviation Reporting Form

May be used to document and report protocol deviations to NIDCR.

Interventional/​Observational
Protocol Deviation Reporting Form Completion Instructions

Provides item-by-item instructions for completing the Protocol Deviation Form.

Interventional/​Observational
Protocol Deviation Tracking Log

Used to record all protocol deviations that occur at a study site. 

Interventional/​Observational
Unanticipated Problems (UPs)
Resources Description Type of Study
Unanticipated Problem Form Completion Instructions

Provides item-by-item instructions for completing the UP Form.

Interventional/​Observational
Unanticipated Problem Form

For reporting Unanticipated Problems (UPs) to NIDCR's Clinical Research Operations and Management Support (CROMS) contractor.

Interventional/​Observational
Pregnancies
Resources Description Type of Study
Pregnancy Notification and Outcome Form

For reporting pregnancies and pregnancy outcomes to NIDCR's Clinical Research Operations and Management Support (CROMS) contractor.

Interventional/​Observational

Screening & Enrollment

Site Screening and Enrollment Logs and Tables
Resources Description Type of Study
Site Screening and Enrollment Log

Used to list subjects screened; includes those who fail screening and those who are enrolled.

Interventional/​Observational
Enrollment Report Template

May be used to report study subject accrual and completion numbers to NIDCR. Includes definitions of study status and recruitment status terms.

Interventional/​Observational
Quality Management
Resources Description Type of Study
Quality Management (QM) of Clinical Research – Brief Overview

Reviews QM term definitions and activity examples, and provides an overview of available tools and templates.

Interventional/​Observational
Clinical Quality Management Plan (QMP) Template

Provides a proposed structure, sample language, and other guidance to be used as a starting point for preparing a study specific Quality Management Plan (QMP).

Interventional/​Observational
Quality Management (QM) Quarterly Review Tool

Provides a structure for QM review of study-wide materials and processes to be completed on a quarterly basis.

Interventional/​Observational
Quality Management (QM) Annual Review Tool

Structure for QM review of study-wide materials and processes to be completed on an annual basis.

Interventional/​Observational
Quality Management (QM) Essential Documents Review Tool

Structure for the development of study and site-specific QM review of Essential Documents.

Interventional/​Observational
Quality Management (QM) Subject/Participant Data Review Tool

Structure for QM review of subject data and associated materials. Both single subject and multiple subject formats are provided. Includes sample text.

Interventional/​Observational
Quality Management Summary Report Template

Summarizes results of site-level QM efforts and provides a framework for reporting results of QM activities.

Interventional/​Observational
An Introduction to Site-Level Quality Management (QM) within the Clinical Research Process

To clarify Quality Management as it relates to site-level documentation, processes, and activities. Secondary purpose: To clarify tools that are available to support site-level QM.

Interventional/​Observational
NIH
  • Home
  • Web Policies
  • Privacy
  • Contact Us
  • Freedom of Information Act
  • No Fear Act
  • Office of Inspector General
  • HHS Vulnerability Disclosure
  • Employee Intranet - Staff Only
Back to top